PART 9A 131.—(1) A solicitor who wishes to practise on his or her own account, or to have a partnership (not being a limited liability partnership) licensed as a law firm, must apply to the Director of Legal Services for —| (a) | the issue of a law firm licence to his or her practice or the partnership (as the case may be); and | | (b) | the approval of the name or proposed name of his or her practice or the partnership (as the case may be). [40/2014] |
| (2) An application under subsection (1) must be made in accordance with rules made under section 136. [40/2014] |
| (3) Subject to the provisions of this Division, the Director of Legal Services may, on receiving an application under subsection (1), issue a law firm licence to the solicitor’s practice or the partnership (as the case may be) if the practice or the partnership (as the case may be) satisfies such requirements as may be prescribed. [40/2014] |
(4) Every law firm licence issued under subsection (3) is subject to —| (a) | such conditions as may be prescribed; and | | (b) | such conditions as the Director of Legal Services may think fit to impose in any particular case. [40/2014] |
|
| (5) The Director of Legal Services must not issue a law firm licence to a solicitor’s practice or a partnership before the practice or the partnership (as the case may be) is registered under the Business Registration Act (Cap. 32, 2004 Revised Edition) or the Business Names Registration Act 2014 (whichever is in force). [40/2014] |
| (6) A law firm must pay to the Director of Legal Services such licence fee at such times and in such manner as may be prescribed. [40/2014] |
| (7) Every practice of a solicitor who practises on his or her own account, and every firm of solicitors, which exists immediately before 18 November 2015, is deemed to be licensed under this section, subject to the conditions mentioned in subsection (4)(a) and any conditions that the Director of Legal Services may think fit to impose in any particular case, with effect from that date. [40/2014] |
| (8) The Society may transfer to the Director of Legal Services the particulars of any practice or firm referred to in subsection (7), and the Director of Legal Services may, upon receiving those particulars, issue a law firm licence to that practice or firm, without any action on the part of that practice or firm. [40/2014] |
|
| 132.—(1) The Director of Legal Services must not approve the name or proposed name of a law firm if in his or her opinion that name or proposed name fails to satisfy such criteria as may be prescribed by rules made under section 136. [40/2014] | (2) No name of a law firm may be changed without the prior written approval of the Director of Legal Services. [40/2014] |
(3) Despite anything in this section, where the Director of Legal Services is satisfied that the name of a law firm has been approved (whether through inadvertence or otherwise and whether originally or by change of name) in contravention of subsection (1) —| (a) | the Director of Legal Services may direct that the name of the law firm be changed; and | | (b) | the sole proprietor or partners of the law firm must comply with that direction within 6 weeks after the date of the direction or such longer period as the Director of Legal Services may allow. [40/2014] |
|
|
| Regulatory control over law firm |
133.—(1) The Director of Legal Services may, by written notice to a law firm, do any of the following things, if the Director of Legal Services is satisfied that there is sufficient reason for doing so:| (a) | suspend or revoke the law firm licence which was issued to the law firm; | | (b) | order the law firm to pay a penalty of not more than $100,000; | | (c) | give a warning to the law firm. [40/2014] |
(2) Without limiting subsection (1), the Director of Legal Services may, by written notice to a law firm, do anything referred to in subsection (1)(a), (b) or (c), if —| (a) | the law firm contravenes Part 5A or any rules made under section 70H, or fails to comply with any requirement under this Division; | | (b) | the law firm fails to comply with any condition subject to which its law firm licence was issued; or | | (c) | the Director of Legal Services is satisfied that it is in the public interest to do so. [40/2014] |
|
| (3) Before doing under subsection (1) or (2) anything referred to in subsection (1)(a), (b) or (c), the Director of Legal Services must give the law firm not less than 14 days after the date of the notice to make representations in writing. [40/2014] |
|
| Appeal against decision of Director of Legal Services under this Division |
| 134.—(1) Any person who is aggrieved by a decision of the Director of Legal Services under this Division may, within the prescribed period, appeal to the Minister in the prescribed manner. [40/2014] | (2) A person making an appeal under subsection (1) must comply with any rules made under section 136 for the purposes of this section. [40/2014] |
(3) In determining an appeal under this section, the Minister may —| (a) | confirm, vary or reverse the decision of the Director of Legal Services; or | | (b) | direct the Director of Legal Services to reconsider that decision. [40/2014] |
|
|
135.—(1) The Director of Legal Services is required —| (a) | to keep a register of all law firms licensed under section 131 in such form and manner as the Director of Legal Services thinks fit and to have custody of the register and all documents relating to it; and | | (b) | to allow any person to inspect the register in such manner as the Director of Legal Services thinks fit. [40/2014] |
| (2) The Director of Legal Services is required to enter in the register of law firms the name of every law firm licensed under section 131. [40/2014] |
(3) Where a law firm has ceased providing legal services or has been wound up —| (a) | the law firm licence which was issued to the law firm lapses; and | | (b) | the Director of Legal Services may cancel the registration of the law firm. [40/2014] |
|
| (4) In this section, “legal services” means the legal services which an advocate and solicitor who has in force a practising certificate can perform under this Act. [40/2014] |
|
| 136.—(1) The Minister may make rules for the purposes of this Division. [40/2014] (2) Without limiting subsection (1), any rules made under that subsection may —| (a) | prescribe anything which may be prescribed under this Division; | | (b) | provide for restrictions to be imposed on persons or classes of persons who may be partners in a law firm; | | (c) | provide for the payment of fees (including administrative fees and processing fees) and other charges for applications made under this Division or any rules made under this Division, and for related matters; | | (d) | provide for the suspension, revocation or lapsing of any law firm licence; | | (e) | provide for the keeping of accounts by a law firm and for the matters set out in section 72; | | (f) | exempt any person or entity or any class of persons or entities from, or modify the application in relation to any person or entity or any class of persons or entities of, any provision of this Division; and | | (g) | prescribe such transitional, savings, incidental, consequential or supplementary provisions as may be necessary or expedient. [40/2014] |
|
|
| Division 2 — Limited Liability Law Partnerships |
| Interpretation of this Division |
137. In this Division, unless the context otherwise requires —| “legal services” means the legal services which an advocate and solicitor who has in force a practising certificate can perform under this Act; [Act 37 of 2023 wef 14/06/2024] |
| “limited liability partnership agreement”, “manager” and “officer” have the meanings given by the Limited Liability Partnerships Act 2005. [40/2014] |
|
| Licensing of limited liability law partnerships |
138.—(1) A solicitor who wishes to have a limited liability partnership or a proposed limited liability partnership licensed as a limited liability law partnership must apply to the Director of Legal Services for —| (a) | the issue of a limited liability law partnership licence to the limited liability partnership or proposed limited liability partnership; and | | (b) | the approval of the name or proposed name of the limited liability law partnership. [40/2014] |
| (2) An application under subsection (1) must be made in accordance with rules made under section 150. [40/2014] |
| (3) Subject to the provisions of this Division, the Director of Legal Services may, on receiving an application under subsection (1), issue a limited liability law partnership licence to the limited liability partnership or proposed limited liability partnership, if the limited liability partnership or proposed limited liability partnership satisfies such requirements as may be prescribed. [40/2014] |
(4) Every limited liability law partnership licence issued under subsection (3) is subject to —| (a) | such conditions as may be prescribed; and | | (b) | such conditions as the Director of Legal Services may think fit to impose in any particular case. [40/2014] |
|
| (5) If the Director of Legal Services issues a limited liability law partnership licence to a proposed limited liability partnership, the licence is not in force until the limited liability partnership is registered under the Limited Liability Partnerships Act 2005. [40/2014] |
| (6) A limited liability law partnership must pay to the Director of Legal Services such licence fee at such times and in such manner as may be prescribed. [40/2014] |
| (7) Every limited liability partnership which was approved as a limited liability law partnership, under the repealed section 81Q as in force immediately before 18 November 2015, and which continued to exist as such limited liability law partnership immediately before that date, is deemed to be licensed under this section, subject to the conditions mentioned in subsection (4)(a) and any conditions that the Director of Legal Services may think fit to impose in any particular case, with effect from that date. [40/2014] |
| (8) The Society may transfer to the Director of Legal Services the particulars of and any documents relating to any limited liability partnership referred to in subsection (7), and the Director of Legal Services may, upon receiving those particulars and documents, issue a limited liability law partnership licence to that limited liability partnership, without any action on the part of that limited liability partnership. [40/2014] |
| (9) With effect from 18 November 2015, any application which was made before that date under the repealed section 81Q(1) as in force immediately before that date, and which is pending immediately before that date, is deemed to be an application under subsection (1). [40/2014] |
| (10) The Society may transfer to the Director of Legal Services the particulars of and any documents relating to any application mentioned in subsection (9). [40/2014] |
|
| Name of limited liability law partnership |
| 139.—(1) The Director of Legal Services must not approve the name or proposed name of a limited liability law partnership if in his or her opinion that name or proposed name fails to satisfy such criteria as may be prescribed by rules made under section 150. [40/2014] | (2) The partners of a limited liability law partnership must ensure that every invoice or official correspondence of the limited liability law partnership bears the statement that it is incorporated with limited liability. [40/2014] |
| (3) No name of a limited liability law partnership may be changed without the prior written approval of the Director of Legal Services. [40/2014] |
(4) Despite anything in this section or the Limited Liability Partnerships Act 2005, where the Director of Legal Services is satisfied that the name of a limited liability law partnership has been approved (whether through inadvertence or otherwise and whether originally or by change of name) in contravention of subsection (1) —| (a) | the Director of Legal Services may direct the limited liability law partnership to change its name; and | | (b) | the limited liability law partnership must comply with that direction within 6 weeks after the date of the direction or such longer period as the Director of Legal Services may allow. [40/2014] |
|
|
| Effect of becoming limited liability law partnership |
| 140.—(1) A limited liability law partnership is authorised to do anything that a solicitor can do by law and is required to do all that a solicitor is required to do by law. [40/2014] | (2) Subsection (1) does not apply to the doing of anything that can only be done by a solicitor as a natural person. [40/2014] |
| (3) A regulated legal practitioner who provides legal services as a partner or an employee of a limited liability law partnership is subject to the same standards of professional conduct and competence in respect of such services as if he or she were personally providing the legal services as a regulated legal practitioner in a law firm. [40/2014] |
| (4) The mere fact that a regulated legal practitioner personally provides legal services as a partner or an employee of a limited liability law partnership does not affect the personal liability of that regulated legal practitioner at law. [40/2014] |
|
| Relationship between client and limited liability law partnership |
| 141.—(1) A limited liability law partnership has the same rights and is subject to the same fiduciary, confidential and ethical requirements with respect to each client of the limited liability law partnership that exist at law with respect to a solicitor and his or her client. [40/2014] | (2) Solicitor-client privilege exists between a limited liability law partnership and a client of the limited liability law partnership in the same way as it exists between a solicitor and his or her client and extends to every regulated legal practitioner who is a partner, an officer or an employee of the limited liability law partnership. [40/2014] |
| (3) Sections 128 to 131 of the Evidence Act 1893 on professional communications apply to a limited liability law partnership, its partners, its officers and its employees as they apply to a solicitor. [40/2014] |
|
| 142.—(1) An act or omission of a regulated legal practitioner may constitute unsatisfactory professional conduct or professional misconduct even though it is only done or occurs while the regulated legal practitioner provides legal services through a limited liability law partnership. [40/2014] (2) Where the business of a limited liability law partnership is conducted in a manner unbefitting an honourable profession, and such conduct cannot be attributed to the act or omission of any particular individual (being a solicitor, regulated foreign lawyer or regulated non‑practitioner) whose identity is known —| (a) | each partner of the limited liability law partnership who is a solicitor shall be liable (or, if there are 2 or more such partners, shall be jointly liable with every other such partner) to such disciplinary proceedings under this Act as are applicable to a solicitor; | | (b) | each partner of the limited liability law partnership who is a regulated foreign lawyer shall be liable (or, if there are 2 or more such partners, shall be jointly liable with every other such partner) to such disciplinary proceedings under this Act as are applicable to a regulated foreign lawyer; and | | (c) | each partner of the limited liability law partnership who is a regulated non‑practitioner shall be liable (or, if there are 2 or more such partners, shall be jointly liable with every other such partner) to such disciplinary proceedings under this Act as are applicable to a regulated non‑practitioner. [40/2014] |
|
(3) Except with the prior approval of the Director of Legal Services or in circumstances prescribed in any rules made under section 150, a partner or employee of a limited liability law partnership who is a solicitor (whether or not he or she has in force a practising certificate) or a lawyer (NP) (whether or not he or she has in force a provisional practising certificate), must not —| (a) | hold shares in any law corporation; | | (b) | be a director, consultant or employee of any law corporation; | | (c) | be a partner, consultant or employee of any law firm or any other limited liability law partnership; or | | (d) | practise as a solicitor on his or her own account. [40/2014] [Act 37 of 2023 wef 17/04/2025] |
|
| (4) Subsection (3) does not prevent a locum solicitor engaged by a limited liability law partnership from concurrently practising as a locum solicitor in another limited liability law partnership or any law firm or law corporation. [40/2014] |
(5) Except with the prior approval of the Director of Legal Services or in circumstances prescribed in any rules made under section 150 —| (a) | a partner or employee of a limited liability law partnership who is a regulated foreign lawyer must not —| (i) | hold shares in any law corporation; | | (ii) | be a director, consultant or employee of any law corporation; or | | (iii) | be a partner, consultant or employee of any law firm or any other limited liability law partnership; and |
| | (b) | a partner or employee of a limited liability law partnership who is a regulated non‑practitioner must not —| (i) | hold shares in any law corporation; | | (ii) | be a director or employee of any law corporation; or | | (iii) | be a partner or employee of any law firm or any other limited liability law partnership. [40/2014] |
|
|
|
| Effect of disciplinary action |
143. An individual must not be a manager of a limited liability law partnership if —| (a) | he or she has been suspended from practice or struck off the roll pursuant to such disciplinary proceedings under this Act as are applicable to a solicitor; | | (b) | his or her registration under section 36B, 36C or 36D has been cancelled or suspended, or the approval given to him or her under section 176(1) has been cancelled or suspended, pursuant to such disciplinary proceedings under this Act as are applicable to a regulated foreign lawyer; or | | (c) | he or she has been ordered to divest himself or herself of any shares or equity interests he or she may have in a Singapore law practice pursuant to such disciplinary proceedings under this Act as are applicable to a regulated non‑practitioner. [40/2014] |
|
| Additional grounds for winding up limited liability law partnership |
144.—(1) A limited liability law partnership may be wound up under the Limited Liability Partnerships Act 2005 on any of the following grounds:| (a) | the limited liability law partnership ceases to satisfy the requirements of this Act or the rules made under section 150 relating to a limited liability law partnership; | | (b) | the business of the limited liability law partnership has been conducted in a manner unbefitting the profession. [40/2014] |
| (2) The grounds for winding up mentioned in subsection (1) are additional to those prescribed by the Limited Liability Partnerships Act 2005. [40/2014] |
| (3) An application to wind up a limited liability law partnership on a ground specified in subsection (1) may be made only by the Attorney‑General or the Council. [40/2014] |
|
| Regulatory control over limited liability law partnership |
145.—(1) The Director of Legal Services may, by written notice to a limited liability law partnership, do any of the following things, if the Director of Legal Services is satisfied that there is sufficient reason for doing so:| (a) | suspend or revoke the limited liability law partnership licence which was issued to the limited liability law partnership; | | (b) | order the limited liability law partnership to pay a penalty of not more than $100,000; | | (c) | give a warning to the limited liability law partnership. [40/2014] |
(2) Without limiting subsection (1), the Director of Legal Services may, by written notice to a limited liability law partnership, do anything referred to in subsection (1)(a), (b) or (c), if —| (a) | the limited liability law partnership contravenes Part 5A or any rules made under section 70H, or fails to comply with any requirement under this Division; | | (b) | the limited liability law partnership fails to comply with any condition subject to which its limited liability law partnership licence was issued; or | | (c) | the Director of Legal Services is satisfied that it is in the public interest to do so. [40/2014] |
|
| (3) Before doing under subsection (1) or (2) anything referred to in subsection (1)(a), (b) or (c), the Director of Legal Services must give the limited liability law partnership not less than 14 days after the date of the notice to make representations in writing. [40/2014] |
|
| Appeal against decision of Director of Legal Services under this Division |
| 146.—(1) Any person who is aggrieved by a decision of the Director of Legal Services under this Division may, within the prescribed period, appeal to the Minister in the prescribed manner. [40/2014] | (2) A person making an appeal under subsection (1) must comply with any rules made under section 150 for the purposes of this section. [40/2014] |
(3) In determining an appeal under this section, the Minister may —| (a) | confirm, vary or reverse the decision of the Director of Legal Services; or | | (b) | direct the Director of Legal Services to reconsider that decision. [40/2014] |
|
|
| Register of limited liability law partnerships |
147.—(1) The Director of Legal Services is required —| (a) | to keep a register of all limited liability law partnerships licensed under section 138 in such form and manner as the Director of Legal Services thinks fit and to have custody of the register and all documents relating to it; and | | (b) | to allow any person to inspect the register in such manner as the Director of Legal Services thinks fit. [40/2014] |
| (2) The Director of Legal Services is required to enter in the register of limited liability law partnerships the name of every limited liability law partnership licensed under section 138. [40/2014] |
(3) Where a limited liability law partnership has ceased providing legal services or has been wound up —| (a) | the limited liability law partnership licence which was issued to the limited liability law partnership lapses; and | | (b) | the Director of Legal Services may cancel the registration of the limited liability law partnership. [40/2014] |
|
|
| This Division to prevail over inconsistent provisions of limited liability partnership agreement |
| 148. This Division and any rules made under section 150 for the purposes of this Division prevail over any inconsistent provision of the limited liability partnership agreement of a limited liability law partnership. [40/2014] |
| Application of Limited Liability Partnerships Act 2005 and other written law to limited liability law partnerships |
| 149.—(1) Nothing in this Division affects the operation of the Limited Liability Partnerships Act 2005, and the provisions of this Division apply with the provisions of the Limited Liability Partnerships Act 2005. [40/2014] | (2) In the case of a conflict between any provision of the Limited Liability Partnerships Act 2005 and any provision in this Division, the provision in this Division prevails unless otherwise expressly provided in this Division. [40/2014] |
| (3) Such provisions of any other written law having effect in relation to solicitors or law firms or law corporations as may be prescribed, have effect in relation to limited liability law partnerships with such prescribed modifications as may be necessary or expedient; and such provisions are to be construed accordingly. [40/2014] |
| (4) In this section, references to this Division include references to rules made under section 150. [40/2014] |
|
| Rules on limited liability law partnerships |
| 150.—(1) The Minister may make rules for the purposes of this Division. [40/2014] (2) Without limiting subsection (1), any rules made under that subsection may —| (a) | prescribe anything which may be prescribed under this Division; | | (b) | provide for restrictions to be imposed on persons or classes of persons who may be partners in or officers of a limited liability law partnership; | | (c) | provide for the payment of fees (including administrative fees and processing fees) and other charges for applications made under this Division or any rules made under this Division, and for related matters; | | (d) | provide for the suspension, revocation or lapsing of any limited liability law partnership licence; | | (e) | provide for the keeping of accounts by a limited liability law partnership and for the matters set out in section 72; | | (f) | exempt any person or entity or any class of persons or entities from, or modify the application in relation to any person or entity or any class of persons or entities of, any provision of this Division; and | | (g) | prescribe such transitional, savings, incidental, consequential or supplementary provisions as may be necessary or expedient. [40/2014] |
|
|
| Reference in other written law |
| 151. In any other written law, any reference to a solicitor, an advocate or an advocate and solicitor is to be construed, with such necessary modifications or exceptions as may be prescribed under section 150, as including a reference to a limited liability law partnership. [40/2014] |
| Division 3 — Law Corporations |
| Interpretation of this Division |
152. In this Division, unless the context otherwise requires —| “company” has the meaning given by the Companies Act 1967; |
| “legal services” means the legal services which an advocate and solicitor who has in force a practising certificate can perform under this Act. [40/2014] [Act 37 of 2023 wef 14/06/2024] |
|
| Licensing of law corporations |
153.—(1) A solicitor who wishes to have a company or a proposed company licensed as a law corporation must apply to the Director of Legal Services for —| (a) | the issue of a law corporation licence to the company or proposed company; and | | (b) | the approval of the name or proposed name of the law corporation. [40/2014] |
| (2) An application under subsection (1) must be made in accordance with rules made under section 166. [40/2014] |
(3) Subject to the provisions of this Division, the Director of Legal Services may, on receiving an application under subsection (1), issue a law corporation licence to the company or proposed company, if —| (a) | the memorandum of association or constitution of the company or proposed company provides that the primary object of the company or proposed company is to supply legal services and such other class of services as may be prescribed; | | (b) | the articles of association or constitution of the company or proposed company provide for such matters as may be prescribed; and | | (c) | the company or proposed company satisfies such requirements as may be prescribed. [40/2014] |
|
(4) Every law corporation licence issued under subsection (3) is subject to —| (a) | such conditions as may be prescribed; and | | (b) | such conditions as the Director of Legal Services may think fit to impose in any particular case. [40/2014] |
|
| (5) If the Director of Legal Services issues a law corporation licence to a proposed company, the licence is not in force until the company is registered and incorporated under the Companies Act 1967. [40/2014] |
| (6) A law corporation must pay to the Director of Legal Services such licence fee at such times and in such manner as may be prescribed. [40/2014] |
| (7) Every company which was approved as a law corporation, under the repealed section 81B as in force immediately before 18 November 2015, and which continued to exist as such law corporation immediately before that date, is deemed to be licensed under this section, subject to the conditions mentioned in subsection (4)(a) and such conditions as the Director of Legal Services may think fit to impose in any particular case, with effect from that date. [40/2014] |
| (8) The Society may transfer to the Director of Legal Services the particulars of and any documents relating to any company referred to in subsection (7), and the Director of Legal Services may, upon receiving those particulars and documents, issue a law corporation licence to that company, without any action on the part of that company. [40/2014] |
| (9) With effect from 18 November 2015, any application which was made before that date under the repealed section 81B(1) as in force immediately before that date, and which is pending immediately before that date, is deemed to be an application under subsection (1). [40/2014] |
| (10) The Society may transfer to the Director of Legal Services the particulars of and any documents relating to any application mentioned in subsection (9). [40/2014] |
|
| 154.—(1) The Director of Legal Services must not approve the name or proposed name of a law corporation if in his or her opinion that name or proposed name fails to satisfy such criteria as may be prescribed by rules made under section 166. [40/2014] | (2) Despite section 27 of the Companies Act 1967, a law corporation which is a limited company need not have the word “Limited” or “Berhad” as part of its name and a law corporation which is a private company need not have the word “Private” or “Sendirian” as part of its name. [40/2014] |
| (3) Every law corporation must have either the words “Law Corporation” or the acronym “LLC” as part of its name; and no person, firm or group practice other than a law corporation may have those words or that acronym as part of the name of the person, firm or group practice. [40/2014] |
| (4) The directors of a law corporation must ensure that every invoice or official correspondence of the law corporation bears the statement that it is incorporated with limited liability. [40/2014] |
| (5) No name of a law corporation may be changed without the prior written approval of the Director of Legal Services. [40/2014] |
(6) Despite anything in this section or section 27 of the Companies Act 1967, where the Director of Legal Services is satisfied that the name of a law corporation has been approved (whether through inadvertence or otherwise and whether originally or by change of name) in contravention of subsection (1) —| (a) | the Director of Legal Services may direct the law corporation to change its name; and | | (b) | the law corporation must comply with that direction within 6 weeks after the date of the direction or such longer period as the Director of Legal Services may allow. [40/2014] |
|
|
| Effect of company becoming law corporation |
| 155.—(1) A law corporation is authorised to do anything that a solicitor can do by law and is required to do all that a solicitor is required to do by law. [40/2014] | (2) Subsection (1) does not apply to the doing of anything that can only be done by a solicitor as a natural person. [40/2014] |
| (3) A regulated legal practitioner who provides legal services as a director or employee of a law corporation is subject to the same standards of professional conduct and competence in respect of such services as if he or she were personally providing the legal services as a regulated legal practitioner in a law firm. [40/2014] |
| (4) The mere fact that a regulated legal practitioner personally provides legal services as a director or employee of a law corporation does not affect the personal liability of that regulated legal practitioner at law. [40/2014] |
|
| Relationship between client and law corporation |
| 156.—(1) A law corporation has the same rights and is subject to the same fiduciary, confidential and ethical requirements with respect to each client of the law corporation that exist at law with respect to a solicitor and his or her client. [40/2014] | (2) Solicitor-client privilege exists between a law corporation and a client of the law corporation in the same way as it exists between a solicitor and his or her client and extends to every regulated legal practitioner who is an officer or employee of the law corporation. [40/2014] |
| (3) Sections 128 to 131 of the Evidence Act 1893 on professional communications apply to a law corporation, its officers and its employees as they apply to a solicitor. [40/2014] |
|
| 157.—(1) An act or omission of a regulated legal practitioner may constitute unsatisfactory professional conduct or professional misconduct even though it is only done or occurs while the regulated legal practitioner provides legal services through a law corporation. [40/2014] (2) Where the business of a law corporation is conducted in a manner unbefitting an honourable profession, and such conduct cannot be attributed to the act or omission of any particular individual (being a solicitor, regulated foreign lawyer or regulated non‑practitioner) whose identity is known —| (a) | each director of the law corporation who is a solicitor shall be liable (or, if there are 2 or more such directors, shall be jointly liable with every other such director) to such disciplinary proceedings under this Act as are applicable to a solicitor; | | (b) | each director of the law corporation who is a regulated foreign lawyer shall be liable (or, if there are 2 or more such directors, shall be jointly liable with every other such director) to such disciplinary proceedings under this Act as are applicable to a regulated foreign lawyer; and | | (c) | each director of the law corporation who is a regulated non‑practitioner shall be liable (or, if there are 2 or more such directors, shall be jointly liable with every other such director) to such disciplinary proceedings under this Act as are applicable to a regulated non‑practitioner. [40/2014] |
|
(3) Except with the prior approval of the Director of Legal Services or in circumstances prescribed in any rules made under section 166, a director or employee of a law corporation who is a solicitor (whether or not he or she has in force a practising certificate) or a lawyer (NP) (whether or not he or she has in force a provisional practising certificate), must not —| (a) | hold shares in any other law corporation; | | (b) | be a director, consultant or employee of any other law corporation; | | (c) | be a partner, consultant or employee of any law firm or limited liability law partnership; or | | (d) | practise as a solicitor on his or her own account. [40/2014] [Act 37 of 2023 wef 17/04/2025] |
|
| (4) Subsection (3) does not prevent a locum solicitor engaged by a law corporation from concurrently practising as a locum solicitor in another law corporation or any law firm or limited liability law partnership. [40/2014] |
(5) Except with the prior approval of the Director of Legal Services or in circumstances prescribed in any rules made under section 166 —| (a) | a director or employee of a law corporation who is a regulated foreign lawyer must not —| (i) | hold shares in any other law corporation; | | (ii) | be a director, consultant or employee of any other law corporation; or | | (iii) | be a partner, consultant or employee of any law firm or limited liability law partnership; and |
| | (b) | a director or employee of a law corporation who is a regulated non‑practitioner must not —| (i) | hold shares in any other law corporation; | | (ii) | be a director or employee of any other law corporation; or | | (iii) | be a partner or employee of any law firm or limited liability law partnership. [40/2014] |
|
|
|
| Requirements as to alteration of memorandum or articles of association or constitution |
| 158. The directors of a law corporation must ensure at all times that any amendment or alteration to its memorandum or articles of association or constitution must comply with all the requirements with respect to law corporations in this Act. [40/2014] |
| Shares of law corporation, etc. |
| 159.—(1) A person must not transfer or dispose of any shares in a law corporation except in accordance with this section and the rules made under section 166. [40/2014] | (2) All the shares in a law corporation must be held by solicitors subject to any rules made under section 166 as to any shares or proportion of shares in a law corporation which may be held by such other persons or class of persons as may be prescribed. [40/2014] |
| (3) No share in a law corporation may be held by a person as nominee for another person. [40/2014] |
(4) Except with the prior approval of the Director of Legal Services or in circumstances prescribed in the rules made under section 166, any person who holds shares in a law corporation must not —| (a) | hold shares in any other law corporation; | | (b) | be a director, consultant or employee of any other law corporation; | | (c) | be a partner, consultant or employee of any law firm or limited liability law partnership; or | | (d) | practise as a solicitor on his or her own account. [40/2014] |
|
| (5) No security may be created over any share in a law corporation. [40/2014] |
(6) An individual must not hold any shares in a law corporation, except during any grace period granted by the Director of Legal Services, on the individual’s application, for the individual to transfer or dispose of the individual’s shares in the law corporation, if —| (a) | the individual has been suspended from practice or struck off the roll of advocates and solicitors pursuant to such disciplinary proceedings under this Act as are applicable to a solicitor; [Act 37 of 2023 wef 17/07/2024] | | (b) | the individual’s registration under section 36B, 36C or 36D has been cancelled or suspended, or the individual’s approval under section 176(1) has been cancelled or suspended, pursuant to such disciplinary proceedings under this Act as are applicable to a regulated foreign lawyer; or | | (c) | the individual has been ordered to divest himself or herself of any shares or equity interests he or she may have in a Singapore law practice pursuant to such disciplinary proceedings under this Act as are applicable to a regulated non‑practitioner. [40/2014] |
|
(7) An individual must not, directly or indirectly, take part or be concerned in the management or practice of a law corporation if —| (a) | he or she has been suspended from practice or struck off the roll of advocates and solicitors pursuant to such disciplinary proceedings under this Act as are applicable to a solicitor; [Act 37 of 2023 wef 17/07/2024] | | (b) | his or her registration under section 36B, 36C or 36D has been cancelled or suspended, or the approval granted to him or her under section 176(1) has been cancelled or suspended, pursuant to such disciplinary proceedings under this Act as are applicable to a regulated foreign lawyer; or | | (c) | he or she has been ordered to divest himself or herself of any shares or equity interests he or she may have in a Singapore law practice pursuant to such disciplinary proceedings under this Act as are applicable to a regulated non‑practitioner. [40/2014] |
|
| (8) Any transfer or disposal made in contravention of subsections (1) to (6) is void. [40/2014] |
| (9) Despite subsections (2) and (7), where a solicitor has for any reason ceased to hold a practising certificate, the Director of Legal Services may, upon application made by the solicitor or by the law corporation of which the solicitor is a member, grant the solicitor a grace period of not more than 2 years to transfer the solicitor’s shares in the law corporation. [40/2014] |
| (10) The solicitor mentioned in subsection (9) is to be treated as a solicitor for the purposes of computing the proportion of any class of shares in the law corporation held by solicitors. [40/2014] |
| (11) Despite subsections (2) and (7), where a solicitor has by reason of death, bankruptcy or incapacity by reason of mental or physical disability ceased to hold a practising certificate, the Director of Legal Services may allow the executor or administrator of the solicitor’s estate or any other person to hold the solicitor’s shares in the law corporation of which the solicitor was or is a member for a grace period of not more than 2 years. [40/2014] |
(12) The grace period of not more than 2 years mentioned in subsection (11) commences —| (a) | in the case of death, from the date the administrator is appointed or the date the probate or letters of administration are granted; | | (b) | in the case of bankruptcy, from the date the solicitor is adjudged a bankrupt; or | | (c) | in the case of incapacity by reason of mental or physical disability, from the date the solicitor becomes incapable to act. [40/2014] |
|
| (13) The solicitor mentioned in subsection (9) or the persons referred to in subsection (11) must not, during the grace period of 2 years, exercise any voting rights attached to the solicitor’s shares in the law corporation or take part or be concerned in the management or practice of the law corporation. [40/2014] |
|
| Additional grounds for winding up law corporation |
160.—(1) A law corporation may be wound up under the Insolvency, Restructuring and Dissolution Act 2018 on any of the following grounds:| (a) | the law corporation ceases to satisfy the requirements of this Act or the rules made under section 166 relating to a law corporation; | | (b) | the business of the law corporation has been conducted in a manner unbefitting the profession. [40/2014; 40/2018] |
| (2) The grounds for winding up mentioned in subsection (1) are additional to those prescribed by the Insolvency, Restructuring and Dissolution Act 2018. [40/2014; 40/2018] |
| (3) An application to wind up a law corporation on a ground specified in subsection (1) may be made only by the Attorney‑General or the Council. [40/2014] |
|
| Regulatory control over law corporation |
161.—(1) The Director of Legal Services may, by written notice to a law corporation, do any of the following things, if the Director of Legal Services is satisfied that there is sufficient reason for doing so:| (a) | suspend or revoke the law corporation licence which was issued to the law corporation; | | (b) | order the law corporation to pay a penalty of not more than $100,000; | | (c) | give a warning to the law corporation. [40/2014] |
(2) Without limiting subsection (1), the Director of Legal Services may, by written notice to a law corporation, do anything referred to in subsection (1)(a), (b) or (c), if —| (a) | the law corporation contravenes Part 5A or any rules made under section 70H, or fails to comply with any requirement under this Division; | | (b) | the law corporation fails to comply with any condition subject to which its law corporation licence was issued; or | | (c) | the Director of Legal Services is satisfied that it is in the public interest to do so. [40/2014] |
|
| (3) Before doing under subsection (1) or (2) anything referred to in subsection (1)(a), (b) or (c), the Director of Legal Services must give the law corporation not less than 14 days after the date of the notice to make representations in writing. [40/2014] |
|
| Appeal against decision of Director of Legal Services under this Division |
| 162.—(1) Any person who is aggrieved by a decision of the Director of Legal Services under this Division may, within the prescribed period, appeal to the Minister in the prescribed manner. [40/2014] | (2) A person making an appeal under subsection (1) must comply with any rules made under section 166 for the purposes of this section. [40/2014] |
(3) In determining an appeal under this section, the Minister may —| (a) | confirm, vary or reverse the decision of the Director of Legal Services; or | | (b) | direct the Director of Legal Services to reconsider that decision. [40/2014] |
|
|
| Register of law corporations |
163.—(1) The Director of Legal Services is required —| (a) | to keep a register of all law corporations licensed under section 153 in such form and manner as the Director of Legal Services thinks fit and to have custody of the register and all documents relating to it; and | | (b) | to allow any person to inspect the register in such manner as the Director of Legal Services thinks fit. [40/2014] |
| (2) The Director of Legal Services is required to enter in the register of law corporations the name of every law corporation licensed under section 153. [40/2014] |
(3) Where a law corporation has ceased providing legal services or has been wound up —| (a) | the law corporation licence which was issued to the law corporation lapses; and | | (b) | the Director of Legal Services may cancel the registration of the law corporation. [40/2014] |
|
|
| This Division to prevail over inconsistent provisions of memorandum and articles of association or constitution |
| 164. This Division and any rules made under section 166 for the purposes of this Division prevail over any inconsistent provision of the memorandum and articles of association or constitution of a law corporation. [40/2014] |
| Application of Companies Act 1967 and other written law to law corporations |
| 165.—(1) Nothing in this Division affects the operation of the Companies Act 1967, and the provisions of this Division apply with the provisions of the Companies Act 1967. [40/2014] | (2) In the case of a conflict between any provision of the Companies Act 1967 and any provision in this Division, the provision in this Division prevails unless otherwise expressly provided in this Division. [40/2014] |
| (3) A law corporation is deemed, even though the shares in the law corporation are held by more than 20 members, to be an exempt private company for the purposes of the Companies Act 1967. [40/2014] |
| (4) A law corporation is not to be treated for the purposes of the Companies Act 1967 as a public company merely because it has more than 50 members. [40/2014] |
| (5) Such provisions of any other written law having effect in relation to solicitors or law firms or limited liability law partnerships as may be prescribed, have effect in relation to law corporations with such prescribed modifications as may be necessary or expedient; and such provisions are to be construed accordingly. [40/2014] |
| (6) In this section, references to this Division include references to rules made under section 166. [40/2014] |
|
| Rules on law corporations |
| 166.—(1) The Minister may make rules for the purposes of this Division. [40/2014] (2) Without limiting subsection (1), any rules made under that subsection may —| (a) | prescribe anything which may be prescribed under this Division; | | (b) | provide for restrictions to be imposed on persons or classes of persons who may become officers of a law corporation or who may hold shares in a law corporation, and on the proportion of shares in a law corporation which may be held by such persons or classes of persons; | | (c) | provide for the payment of fees (including administrative fees and processing fees) and other charges for applications made under this Division or any rules made under this Division, and for related matters; | | (d) | provide for the suspension, revocation or lapsing of any law corporation licence; | | (e) | provide for the keeping of accounts by a law corporation and for the matters set out in section 72; | | (f) | exempt any person or entity or any class of persons or entities from, or modify the application in relation to any person or entity or any class of persons or entities of, any provision of this Division; and | | (g) | prescribe such transitional, savings, incidental, consequential or supplementary provisions as may be necessary or expedient. [40/2014] |
|
|
| Reference in other written law |
| 167. In any other written law, any reference to a solicitor, an advocate or an advocate and solicitor is to be construed, with such necessary modifications or exceptions as may be prescribed under section 166, as including a reference to a law corporation. [40/2014] |
Division 4 — Joint Law Ventures, Formal Law Alliances, Foreign Law Practices, Representative Offices and Foreign Interests in Singapore Law Practices |
| Interpretation of this Division |
| 168.—(1) In this Division, unless the context otherwise requires, “permitted areas of legal practice” means all areas of legal practice other than any area of legal practice prescribed as an area to be excluded from the ambit of this definition. [40/2014] (2) In this Division, unless the context otherwise requires —| (a) | a reference to this Division includes a reference to any rules made under this Division; and | | (b) | a reference to the contravention of a provision includes a reference to the failure to comply with any condition of any licence, registration or approval imposed under that provision or by section 179(5). [40/2014] |
|
|
169.—(1) A foreign law practice and a Singapore law practice may apply jointly for a Joint Law Venture licence if they satisfy —| (a) | such conditions as may be prescribed; and | | (b) | such conditions as the Director of Legal Services may think fit to impose in any particular case. [40/2014] |
| (2) The Director of Legal Services may, after consulting such authorities as he or she thinks fit, grant or refuse an application under subsection (1). [40/2014] |
(3) An application under subsection (1) may be granted, and a Joint Law Venture licence may be issued, subject to —| (a) | such conditions as may be prescribed; and | | (b) | such conditions as the Director of Legal Services may think fit to impose in any particular case. [40/2014] |
|
(4) A Joint Law Venture licence —| (a) | entitles the constitution, in such manner as may be prescribed, of a Joint Law Venture by the foreign law practice and the Singapore law practice to which the licence has been issued; | | (b) | despite anything to the contrary in Part 4, entitles the Joint Law Venture, during the period of validity of the licence —| (i) | to practise Singapore law in accordance with such terms and conditions as may be prescribed; and | | (ii) | to such other privileges as may be prescribed or otherwise conferred by law, or as the Director of Legal Services may confer; and |
| | (c) | despite anything to the contrary in Part 4, entitles the constituent foreign law practice of the Joint Law Venture, during the period of validity of the licence —| (i) | to practise Singapore law through the Joint Law Venture in, and only in, the permitted areas of legal practice, in accordance with such terms and conditions as may be prescribed; and | | (ii) | to such other privileges as may be prescribed or otherwise conferred by law, or as the Director of Legal Services may confer. [40/2014] |
|
|
| (5) A Joint Law Venture, or its constituent foreign law practice and constituent Singapore law practice, must pay to the Director of Legal Services such licence fee at such times and in such manner as may be prescribed. [40/2014] |
(6) Without prejudice to the solicitor-client privilege that exists between —| (a) | a foreign law practice or Singapore law practice; and | | (b) | its client, or a client of a Joint Law Venture of which it is the constituent foreign law practice or constituent Singapore law practice, |
| solicitor‑client privilege exists between a Joint Law Venture and its client in the same way as it exists between a solicitor and his or her client. |
[40/2014] |
| (7) Except as may otherwise be prescribed, nothing in this Act prevents the constituent foreign law practice and the constituent Singapore law practice of a Joint Law Venture from sharing office premises, profits or client information with respect to the legal practice of the Joint Law Venture. [40/2014] |
| (8) To avoid doubt, Divisions 1, 2 and 3 do not apply to a Joint Law Venture. [40/2014] |
| (8A) Where a Joint Law Venture does not have any regulated foreign lawyer or solicitor registered under section 36E, the Director of Legal Services may revoke the Joint Law Venture licence issued to the foreign law practice and the Singapore law practice in accordance with section 174. [Act 37 of 2023 wef 14/06/2024] |
| (9) A Joint Law Venture which is a company is deemed, even though the shares in the Joint Law Venture are held by more than 20 members or by a corporation, to be an exempt private company for the purposes of the Companies Act 1967. [40/2014] |
(10) Despite section 27 of the Companies Act 1967 —| (a) | a Joint Law Venture which is a limited company need not have the word “Limited” or “Berhad” as part of its name; and | | (b) | a Joint Law Venture which is a private company need not have the word “Private” or “Sendirian” as part of its name. [40/2014] |
|
| (11) In exercising his or her powers under this section, the Director of Legal Services may waive or modify the application of any requirement under this Division in relation to a Joint Law Venture or its constituent foreign law practice or constituent Singapore law practice. [40/2014] |
(12) With effect from 18 November 2015 —| (a) | an entity which, immediately before that date, was or was deemed to be a Joint Law Venture constituted under the repealed section 130B as in force immediately before that date is deemed to be a Joint Law Venture constituted under this section; | | (b) | the foreign law practice and the Singapore law practice constituting that entity, which were issued, or were deemed to have been issued, a licence under the repealed section 130B as in force immediately before that date, are deemed, until the day on which that licence would otherwise expire or until the Director of Legal Services issues a Joint Law Venture licence in respect of that entity under subsection (13) (whichever is the earlier), to have been issued a Joint Law Venture licence subject to —| (i) | the conditions mentioned in subsection (3)(a); | | (ii) | the conditions (if any) imposed by the Attorney‑General under the repealed section 130B(3)(b) or (12) or 130P(5)(b) as in force immediately before that date, subject to which that licence was issued or was deemed to have been issued; and | | (iii) | such conditions as the Director of Legal Services may think fit to impose in any particular case; and |
| | (c) | any undertaking provided in respect of that entity under the repealed section 130Q as in force immediately before that date is enforceable by the Director of Legal Services as if that undertaking were provided under section 179. [40/2014] |
|
| (13) The Attorney-General may transfer to the Director of Legal Services the particulars of and documents relating to any entity mentioned in subsection (12), and the foreign law practice and the Singapore law practice constituting that entity, and the Director of Legal Services may, upon receiving those particulars and documents, issue a Joint Law Venture licence in respect of that entity to that foreign law practice and that Singapore law practice, subject to the conditions mentioned in subsection (3)(a) and such conditions as the Director of Legal Services may think fit to impose in any particular case, without any action on the part of that foreign law practice or that Singapore law practice. [40/2014] |
(14) With effect from 18 November 2015 —| (a) | any application which was made before that date for a Joint Law Venture licence under the repealed section 130B as in force immediately before that date, and which is pending immediately before that date, is deemed to be an application for a Joint Law Venture licence under this section; and | | (b) | any undertaking provided under the repealed section 130Q as in force immediately before that date, by a person making that application, is deemed to be an undertaking provided under section 179 by that person. [40/2014] |
|
| (15) The Attorney-General may transfer to the Director of Legal Services the particulars of and documents relating to any application mentioned in subsection (14). [40/2014] |
|
170.—(1) One or more foreign law practices and one or more Singapore law practices may apply jointly for a Formal Law Alliance licence if they satisfy —| (a) | such conditions as may be prescribed; and | | (b) | such conditions as the Director of Legal Services may think fit to impose in any particular case. [40/2014] |
| (2) The Director of Legal Services may, after consulting such authorities as he or she thinks fit, grant or refuse an application under subsection (1). [40/2014] |
(3) An application under subsection (1) may be granted, and a Formal Law Alliance licence may be issued, subject to —| (a) | such conditions as may be prescribed; and | | (b) | such conditions as the Director of Legal Services may think fit to impose in any particular case. [40/2014] |
|
(4) A Formal Law Alliance licence —| (a) | entitles the formation of a Formal Law Alliance by the law practices to which the licence has been issued (each called in this Division a member of the Formal Law Alliance); | | (b) | despite anything to the contrary in Part 4, entitles the Formal Law Alliance, during the period of validity of the licence, to such privileges as may be prescribed or otherwise conferred by law; and | | (c) | despite anything to the contrary in Part 4, entitles each foreign law practice which is a member of the Formal Law Alliance, during the period of validity of the licence —| (i) | to practise Singapore law in, and only in, such areas of legal practice and in accordance with such terms and conditions as may be prescribed; and | | (ii) | to such other privileges as may be prescribed or otherwise conferred by law. [40/2014] |
|
|
| (5) A Formal Law Alliance or its members must pay to the Director of Legal Services such licence fee at such times and in such manner as may be prescribed. [40/2014] |
(6) Without prejudice to the solicitor-client privilege that exists between —| (a) | a foreign law practice or Singapore law practice; and | | (b) | its client, or a client of a Formal Law Alliance of which it is a member, |
| solicitor-client privilege exists between a Formal Law Alliance and its client in the same way as it exists between a solicitor and his or her client. |
[40/2014] |
| (7) Except as may otherwise be prescribed, nothing in this Act prevents a foreign law practice which is a member of a Formal Law Alliance and a Singapore law practice which is a member of the Formal Law Alliance from sharing office premises, profits or client information with respect to the legal practice of the Formal Law Alliance. [40/2014] |
| (8) A foreign law practice or Singapore law practice may be a joint applicant for more than one Formal Law Alliance licence. [40/2014] |
| (9) In exercising his or her powers under this section, the Director of Legal Services may waive or modify the application of any requirement under this Division in relation to a Formal Law Alliance, any foreign law practice which is a member of a Formal Law Alliance or any Singapore law practice which is a member of a Formal Law Alliance. [40/2014] |
(10) With effect from 18 November 2015 —| (a) | an alliance formed by one or more foreign law practices and one or more Singapore law practices which, immediately before that date, was or was deemed to be a Formal Law Alliance formed under the repealed section 130C as in force immediately before that date is deemed to be a Formal Law Alliance formed under this section; | | (b) | the law practices forming that alliance, which were issued, or were deemed to have been issued, a licence under the repealed section 130C as in force immediately before that date, are deemed, until the day on which that licence would otherwise expire or until the Director of Legal Services issues a Formal Law Alliance licence in respect of that alliance under subsection (11) (whichever is the earlier), to have been issued a Formal Law Alliance licence subject to —| (i) | the conditions mentioned in subsection (3)(a); | | (ii) | the conditions (if any) imposed by the Attorney‑General under the repealed section 130C(3)(b) or (9) or 130P(5)(b) as in force immediately before that date, subject to which that licence was issued or was deemed to have been issued; and | | (iii) | such conditions as the Director of Legal Services may think fit to impose in any particular case; and |
| | (c) | any undertaking provided in respect of that alliance under the repealed section 130Q as in force immediately before that date is enforceable by the Director of Legal Services as if that undertaking were provided under section 179. [40/2014] |
|
| (11) The Attorney-General may transfer to the Director of Legal Services the particulars of and documents relating to any alliance mentioned in subsection (10), and the law practices forming that alliance, and the Director of Legal Services may, upon receiving those particulars and documents, issue a Formal Law Alliance licence in respect of that alliance to those law practices, subject to the conditions mentioned in subsection (3)(a) and such conditions as the Director of Legal Services may think fit to impose in any particular case, without any action on the part of any of those law practices. [40/2014] |
(12) With effect from 18 November 2015 —| (a) | any application which was made before that date for a Formal Law Alliance licence under the repealed section 130C as in force immediately before that date, and which is pending immediately before that date, is deemed to be an application for a Formal Law Alliance licence under this section; and | | (b) | any undertaking provided under the repealed section 130Q as in force immediately before that date, by a person making that application, is deemed to be an undertaking provided under section 179 by that person. [40/2014] |
|
| (13) The Attorney-General may transfer to the Director of Legal Services the particulars of and documents relating to any application mentioned in subsection (12). [40/2014] |
|
| Qualifying Foreign Law Practice |
171.—(1) A foreign law practice may apply for a Qualifying Foreign Law Practice licence if it satisfies —| (a) | such conditions as may be prescribed; and | | (b) | such conditions as the Director of Legal Services may think fit to impose in any particular case. [40/2014] |
| (2) The Director of Legal Services may, after consulting such authorities as he or she thinks fit, grant or refuse an application under subsection (1). [40/2014] |
(3) An application under subsection (1) may be granted, and a Qualifying Foreign Law Practice licence may be issued, subject to —| (a) | such conditions as may be prescribed; and | | (b) | such conditions as the Director of Legal Services may think fit to impose in any particular case. [40/2014] |
|
(4) A Qualifying Foreign Law Practice licence, despite anything to the contrary in Part 4, entitles the foreign law practice to which the licence has been issued, during the period of validity of the licence —| (a) | to practise Singapore law in, and only in, the permitted areas of legal practice, in accordance with such terms and conditions as may be prescribed; and | | (b) | to such other privileges as may be prescribed or otherwise conferred by law, or as the Director of Legal Services may confer. [40/2014] |
|
| (5) A Qualifying Foreign Law Practice must pay to the Director of Legal Services such licence fee at such times and in such manner as may be prescribed. [40/2014] |
| (6) In exercising his or her powers under this section, the Director of Legal Services may waive or modify the application of any requirement under this Division in relation to a Qualifying Foreign Law Practice. [40/2014] |
| (6A) Where a Qualifying Foreign Law Practice does not have any regulated foreign lawyer or solicitor registered under section 36E, the Director of Legal Services may revoke the Qualifying Foreign Law Practice licence of the Qualifying Foreign Law Practice in accordance with section 175. [Act 37 of 2023 wef 14/06/2024] |
(7) With effect from 18 November 2015 —| (a) | a foreign law practice which, immediately before that date, was issued a licence under the repealed section 130D as in force immediately before that date is deemed, until the day on which that licence would otherwise expire or until the Director of Legal Services issues a Qualifying Foreign Law Practice licence to that foreign law practice under subsection (8) (whichever is the earlier) —| (i) | to be a Qualifying Foreign Law Practice; and | | (ii) | to have been issued a Qualifying Foreign Law Practice licence subject to —| (A) | the conditions mentioned in subsection (3)(a); | | (B) | the conditions (if any) imposed by the Attorney‑General under the repealed section 130D(3)(b) or 130P(5)(b) as in force immediately before that date, subject to which that licence was issued; and | | (C) | such conditions as the Director of Legal Services may think fit to impose in any particular case; and |
|
| | (b) | any undertaking provided by or in respect of that foreign law practice under the repealed section 130Q as in force immediately before that date is enforceable by the Director of Legal Services as if that undertaking were provided under section 179. [40/2014] |
|
| (8) The Attorney-General may transfer to the Director of Legal Services the particulars of and documents relating to any foreign law practice mentioned in subsection (7), and the Director of Legal Services may, upon receiving those particulars and documents, issue a Qualifying Foreign Law Practice licence to that foreign law practice, subject to the conditions mentioned in subsection (3)(a) and such conditions as the Director of Legal Services may think fit to impose in any particular case, without any action on the part of that foreign law practice. [40/2014] |
(9) With effect from 18 November 2015 —| (a) | any application which was made before that date for a Qualifying Foreign Law Practice licence under the repealed section 130D as in force immediately before that date, and which is pending immediately before that date, is deemed to be an application for a Qualifying Foreign Law Practice licence under this section; and | | (b) | any undertaking provided under the repealed section 130Q as in force immediately before that date, by a person making that application, is deemed to be an undertaking provided under section 179 by that person. [40/2014] |
|
| (10) The Attorney-General may transfer to the Director of Legal Services the particulars of and documents relating to any application mentioned in subsection (9). [40/2014] |
|
| Licensed foreign law practice |
| 172.—(1) A foreign law practice which intends to provide any legal services in Singapore must apply for a foreign law practice licence. [40/2014] | (2) The Director of Legal Services may, after consulting such authorities as he or she thinks fit, grant or refuse an application under subsection (1). [40/2014] |
(3) An application under subsection (1) may be granted, and a foreign law practice licence may be issued, subject to —| (a) | such conditions as may be prescribed; and | | (b) | such conditions as the Director of Legal Services may think fit to impose in any particular case. [40/2014] |
|
(4) A foreign law practice licence, despite anything to the contrary in Part 4, entitles the licensed foreign law practice to which the licence has been issued, during the period of validity of the licence —| (a) | to practise Singapore law in, and only in, such areas of legal practice and in accordance with such terms and conditions as may be prescribed; and | | (b) | to such other privileges as may be prescribed or otherwise conferred by law. [40/2014] |
|
| (5) A licensed foreign law practice must pay to the Director of Legal Services such licence fee at such times and in such manner as may be prescribed. [40/2014] |
| (5A) Where a licensed foreign law practice does not have any regulated foreign lawyer or solicitor registered under section 36E, the Director of Legal Services may revoke the foreign law practice licence of the foreign law practice in accordance with section 175. [Act 37 of 2023 wef 14/06/2024] |
(6) With effect from 18 November 2015 —| (a) | a foreign law practice which, immediately before that date, was issued, or was deemed to have been issued, a licence under the repealed section 130E as in force immediately before that date is deemed, until the day on which that licence would otherwise expire or until the Director of Legal Services issues a foreign law practice licence to that foreign law practice under subsection (7) (whichever is the earlier) —| (i) | to be a licensed foreign law practice; and | | (ii) | to have been issued a foreign law practice licence subject to —| (A) | the conditions mentioned in subsection (3)(a); | | (B) | the conditions (if any) imposed by the Attorney‑General under the repealed section 130E(3)(b) or (6) or 130P(5)(b) as in force immediately before that date, subject to which that licence was issued or was deemed to have been issued; and | | (C) | such conditions as the Director of Legal Services may think fit to impose in any particular case; and |
|
| | (b) | any undertaking provided by or in respect of that foreign law practice under the repealed section 130Q as in force immediately before that date is enforceable by the Director of Legal Services as if that undertaking were provided under section 179. [40/2014] |
|
| (7) The Attorney-General may transfer to the Director of Legal Services the particulars of and documents relating to any foreign law practice mentioned in subsection (6), and the Director of Legal Services may, upon receiving those particulars and documents, issue a foreign law practice licence to that foreign law practice, subject to the conditions mentioned in subsection (3)(a) and such conditions as the Director of Legal Services may think fit to impose in any particular case, without any action on the part of that foreign law practice. [40/2014] |
(8) With effect from 18 November 2015 —| (a) | any application which was made before that date for a foreign law practice licence under the repealed section 130E as in force immediately before that date, and which is pending immediately before that date, is deemed to be an application for a foreign law practice licence under this section; and | | (b) | any undertaking provided under the repealed section 130Q as in force immediately before that date, by a person making that application, is deemed to be an undertaking provided under section 179 by that person. [40/2014] |
|
| (9) The Attorney-General may transfer to the Director of Legal Services the particulars of and documents relating to any application referred to in subsection (8). [40/2014] |
|
| 173.—(1) A foreign law practice which establishes a representative office in Singapore must give the Director of Legal Services notice in the prescribed manner of the establishment of that representative office, within 7 working days after the date of the establishment of that representative office. [40/2014] | (2) A foreign law practice which ceases to operate its representative office in Singapore must give the Director of Legal Services notice in the prescribed manner of such cessation, within 7 working days after the date of such cessation. [40/2014] |
| (3) The Director of Legal Services must maintain a register of every representative office which is operated in Singapore by a foreign law practice. [40/2014] |
| (4) Every notice under subsection (1) or (2) must contain such particulars of the foreign law practice and the representative office as may be prescribed. [40/2014] |
| (5) Where, immediately before 18 November 2015, any representative office of a foreign law practice was issued, or was deemed to have been issued, a representative office licence under the repealed section 130F as in force immediately before that date, that foreign law practice is deemed to have given the Director of Legal Services notice of the establishment of that representative office under this section, with effect from that date. [40/2014] |
| (6) The Attorney-General may transfer to the Director of Legal Services the particulars of any foreign law practice, and any representative office of a foreign law practice, mentioned in subsection (5), and the Director of Legal Services may, upon receiving those particulars, enter those particulars in the register maintained under subsection (3), without any action on the part of that foreign law practice. [40/2014] |
|
| Regulatory control over Joint Law Venture or Formal Law Alliance |
174.—(1) The Director of Legal Services may, by written notice to a Joint Law Venture or a Formal Law Alliance, do any of the following things, if the Director of Legal Services is satisfied that there is sufficient reason for doing so:| (a) | suspend or revoke the Joint Law Venture licence or Formal Law Alliance licence which was issued in respect of the Joint Law Venture or Formal Law Alliance, as the case may be; | | (b) | order the Joint Law Venture or Formal Law Alliance, or one or more of the law practices constituting the Joint Law Venture or forming the Formal Law Alliance (as the case may be) to pay a penalty of not more than $100,000; | | (c) | give a warning to the Joint Law Venture or Formal Law Alliance, as the case may be. [40/2014] |
(2) Without limiting subsection (1), the Director of Legal Services may, by written notice to a Joint Law Venture or a Formal Law Alliance, do anything referred to in subsection (1)(a), (b) or (c), if —| (a) | the registration or authorisation to practise law in a state or territory outside Singapore of the constituent foreign law practice of the Joint Law Venture or of a foreign law practice which is a member of the Formal Law Alliance, as the case may be —| (i) | has been cancelled by the relevant authority of that state or territory as a result of any criminal, civil or disciplinary proceedings; or | | (ii) | has lapsed; |
| | (b) | the Joint Law Venture or Formal Law Alliance (as the case may be) contravenes Part 5A or any rules made under section 70H, or fails to comply with any requirement under this Division; | | (c) | the Joint Law Venture or Formal Law Alliance (as the case may be) fails to comply with any condition subject to which the Joint Law Venture licence or Formal Law Alliance licence (as the case may be) was issued; | | (d) | the constituent foreign law practice of the Joint Law Venture or a foreign law practice which is a member of the Formal Law Alliance (as the case may be) has been dissolved or is in liquidation; | | (e) | the Joint Law Venture or Formal Law Alliance (as the case may be) has been dissolved or reconstituted without the approval of the Director of Legal Services; or | | (f) | the Director of Legal Services is satisfied that it is in the public interest to do so. [40/2014] |
|
| (3) Before doing under subsection (1) or (2) anything referred to in subsection (1)(a), (b) or (c), the Director of Legal Services must give the Joint Law Venture or Formal Law Alliance, or the constituent foreign law practice of the Joint Law Venture or each foreign law practice which is a member of the Formal Law Alliance (as the case may be) not less than 14 days after the date of the notice to make representations in writing. [40/2014] |
| (4) Where an entity which was registered as a Joint Law Venture under the repealed section 130B as in force immediately before 19 September 2008 is deemed under section 169(12) to be a Joint Law Venture constituted under section 169, and any matter has arisen before 19 September 2008 which may constitute a ground for the cancellation of that registration under the provisions of the repealed section 130F as in force immediately before 19 September 2008, the Director of Legal Services may, on or after 18 November 2015, rely on that matter as a sufficient reason under subsection (1) to do anything mentioned in subsection (1)(a), (b) or (c) in relation to that entity. [40/2014] [Act 8 of 2022 wef 18/11/2015] |
| (5) Where an entity which was licensed as a Joint Law Venture under the repealed section 130B as in force immediately before 18 November 2015 is deemed under section 169(12) to be a Joint Law Venture constituted under section 169, and any matter has arisen before 18 November 2015 which may constitute a ground for the suspension or revocation of the Joint Law Venture licence issued in respect of that entity under the repealed section 130G as in force immediately before 18 November 2015, the Director of Legal Services may, on or after 18 November 2015, rely on that matter as a sufficient reason under subsection (1) to do anything mentioned in subsection (1)(a), (b) or (c) in relation to that entity. [40/2014] [Act 8 of 2022 wef 18/11/2015] |
| (6) Where an alliance formed by one or more foreign law practices and one or more Singapore law practices which was registered as a Formal Law Alliance under the repealed section 130C as in force immediately before 19 September 2008 is deemed under section 170(10) to be a Formal Law Alliance formed under section 170, and any matter has arisen before 19 September 2008 which may constitute a ground for the cancellation of that registration under the provisions of the repealed section 130F as in force immediately before 19 September 2008, the Director of Legal Services may, on or after 18 November 2015, rely on that matter as a sufficient reason under subsection (1) to do anything mentioned in subsection (1)(a), (b) or (c) in relation to that alliance. [40/2014] [Act 8 of 2022 wef 18/11/2015] |
| (7) Where an alliance formed by one or more foreign law practices and one or more Singapore law practices which was licensed as a Formal Law Alliance under the repealed section 130C as in force immediately before 18 November 2015 is deemed under section 170(10) to be a Formal Law Alliance formed under section 170, and any matter has arisen before 18 November 2015 which may constitute a ground for the suspension or revocation of the Formal Law Alliance licence issued in respect of that alliance under the repealed section 130G as in force immediately before 18 November 2015, the Director of Legal Services may, on or after 18 November 2015, rely on that matter as a sufficient reason under subsection (1) to do anything mentioned in subsection (1)(a), (b) or (c) in relation to that entity. [40/2014] [Act 8 of 2022 wef 18/11/2015] |
|
| Regulatory control over Qualifying Foreign Law Practice or licensed foreign law practice |
175.—(1) The Director of Legal Services may, by written notice to a foreign law practice, do any of the following things, if the Director of Legal Services is satisfied that there is sufficient reason for doing so:| (a) | suspend or revoke the Qualifying Foreign Law Practice licence or foreign law practice licence which was issued to the foreign law practice; | | (b) | order the foreign law practice to pay a penalty of not more than $100,000; | | (c) | give a warning to the foreign law practice. [40/2014] |
(2) Without limiting subsection (1), the Director of Legal Services may, by written notice to a foreign law practice, do anything referred to in subsection (1)(a), (b) or (c), if —| (a) | the registration or authorisation of the foreign law practice to practice law in a state or territory outside Singapore —| (i) | has been cancelled by the relevant authority of that state or territory as a result of any criminal, civil or disciplinary proceedings; or | | (ii) | has lapsed; |
| | (b) | the foreign law practice contravenes Part 5A or any rules made under section 70H, or fails to comply with any requirement under this Division; | | (c) | the foreign law practice fails to comply with any condition subject to which its Qualifying Foreign Law Practice licence or foreign law practice licence was issued or renewed, as the case may be; | | (d) | the foreign law practice has been dissolved or is in liquidation; or | | (e) | the Director of Legal Services is satisfied that it is in the public interest to do so. [40/2014] |
|
| (3) Before doing under subsection (1) or (2) anything mentioned in subsection (1)(a), (b) or (c), the Director of Legal Services must give the foreign law practice not less than 14 days after the date of the notice to make representations in writing. [40/2014] |
| (4) Where a foreign law practice which was issued a licence under the repealed section 130D as in force immediately before 18 November 2015 is deemed under section 171(7) to be a Qualifying Foreign Law Practice, and any matter has arisen before 18 November 2015 which may constitute a ground for the suspension or revocation of that licence under the repealed section 130H as in force immediately before 18 November 2015, the Director of Legal Services may, on or after 18 November 2015, rely on that matter as a sufficient reason under subsection (1) to do anything mentioned in subsection (1)(a), (b) or (c) in relation to that foreign law practice. [40/2014] [Act 8 of 2022 wef 18/11/2015] |
| (5) Where a foreign law practice which was or was deemed to be issued a licence under the repealed section 130E as in force immediately before 18 November 2015 is deemed under section 172(6) to be a licensed foreign law practice, and any matter has arisen before 18 November 2015 which may constitute a ground for the suspension or revocation of that licence under the repealed section 130H as in force immediately before 18 November 2015, the Director of Legal Services may, on or after 18 November 2015, rely on that matter as a sufficient reason under subsection (1) to do anything mentioned in subsection (1)(a), (b) or (c) in relation to that foreign law practice. [40/2014] [Act 8 of 2022 wef 18/11/2015] |
|
| Foreign interests in Singapore law practices |
176.—(1) Subject to the provisions of this Division, where a foreign lawyer is registered under section 36B, 36C or 36D, nothing in this Act prevents the foreign lawyer, with the approval of the Director of Legal Services, from —| (a) | being a director, partner or shareholder in a Singapore law practice; or | | (b) | sharing in the profits of a Singapore law practice. [40/2014] |
(2) Every foreign lawyer to whom an approval under subsection (1) has been granted, and every Singapore law practice mentioned in subsection (1), must comply with —| (a) | such conditions as may be prescribed; and | | (b) | such conditions as the Director of Legal Services may think fit to impose in any particular case on the foreign lawyer or Singapore law practice, as the case may be. [40/2014] |
|
| (3) To avoid doubt, the approval of the Director of Legal Services under subsection (1) lapses if the registration of the foreign lawyer under section 36B, 36C or 36D is cancelled or suspended, or lapses. [40/2014] |
(4) With effect from 18 November 2015 —| (a) | a foreign lawyer who, immediately before that date, was or was deemed to be granted an approval under the repealed section 130L(1) as in force immediately before that date —| (i) | is deemed to be granted an approval under subsection (1); and | | (ii) | must comply with —| (A) | the conditions mentioned in subsection (2)(a); | | (B) | the conditions (if any) imposed by the Attorney‑General on the foreign lawyer under the repealed section 130L(2)(b) or 130P(5)(b) as in force immediately before that date; and | | (C) | such conditions as the Director of Legal Services may think fit to impose in any particular case on the foreign lawyer; |
|
| | (b) | a Singapore law practice which, immediately before that date, was a Singapore law practice mentioned in the repealed section 130L(1) as in force immediately before that date —| (i) | is deemed to be a Singapore law practice which is mentioned in subsection (1); and | | (ii) | must comply with —| (A) | the conditions mentioned in subsection (2)(a); | | (B) | the conditions (if any) imposed by the Attorney‑General on the Singapore law practice under the repealed section 130L(2)(b) or 130P(5)(b) as in force immediately before that date; and | | (C) | such conditions as the Director of Legal Services may think fit to impose in any particular case on the Singapore law practice; and |
|
| | (c) | any undertaking provided by that foreign lawyer, that Singapore law practice or any partner or director of that Singapore law practice under the repealed section 130M or 130Q as in force immediately before that date is enforceable by the Director of Legal Services as if that undertaking were provided under section 177 or 179, as the case may be. [40/2014] [Act 8 of 2022 wef 18/11/2015] |
|
| (5) The Attorney-General may transfer to the Director of Legal Services the particulars of and documents relating to any foreign lawyer mentioned in subsection (4)(a), and the Director of Legal Services may, upon receiving those particulars, issue a certificate of approval to that foreign lawyer, without any action on the part of that foreign lawyer. [40/2014] |
(6) With effect from 18 November 2015 —| (a) | any application which was made before that date for a foreign lawyer to be granted an approval under the repealed section 130L(1) as in force immediately before that date, and which is pending immediately before that date, is deemed to be an application for that foreign lawyer to be granted an approval under subsection (1); and | | (b) | any undertaking provided under the repealed section 130M or 130Q as in force immediately before that date, by that foreign lawyer, by a Singapore law practice in respect of which that foreign lawyer applied for an approval under the repealed section 130L(1) as in force immediately before that date, or by a partner or director of that Singapore law practice, is deemed to be an undertaking provided under section 177 or 179 (as the case may be) by that foreign lawyer, Singapore law practice, partner or director, as the case may be. [40/2014] [Act 8 of 2022 wef 18/11/2015] |
|
| (7) The Attorney-General may transfer to the Director of Legal Services the particulars of and documents relating to any application mentioned in subsection (6). [40/2014] |
| (8) To avoid doubt, for the purposes of this section and section 177, it is irrelevant whether a foreign lawyer practises in Singapore or elsewhere. [40/2014] |
(9) Subject to the provisions of this Division, nothing in this Act prevents a foreign law practice, with the approval of the Director of Legal Services, from —| (a) | being a shareholder in any Singapore law practice which is a law corporation; or | | (b) | sharing in the profits of any Singapore law practice. [40/2014] |
|
(10) Every foreign law practice and every Singapore law practice mentioned in subsection (9) must comply with —| (a) | such conditions as may be prescribed; and | | (b) | such conditions as the Director of Legal Services may think fit to impose in any particular case on the foreign law practice or Singapore law practice, as the case may be. [40/2014] |
|
(11) With effect from 18 November 2015 —| (a) | a foreign law practice, immediately before that date, was granted an approval under the repealed section 130L(6) as in force immediately before that date —| (i) | is deemed to be granted an approval under subsection (9); and | | (ii) | must comply with —| (A) | the conditions mentioned in subsection (10)(a); | | (B) | the conditions (if any) imposed by the Attorney‑General on the foreign law practice under the repealed section 130L(7)(b) or 130P(5)(b) as in force immediately before that date; and | | (C) | such conditions as the Director of Legal Services may think fit to impose in any particular case on the foreign law practice; |
|
| | (b) | a Singapore law practice which, immediately before that date, was a Singapore law practice mentioned in the repealed section 130L(6) as in force immediately before that date —| (i) | is deemed to be a Singapore law practice which is mentioned in subsection (9); and | | (ii) | must comply with —| (A) | the conditions mentioned in subsection (10)(a); | | (B) | the conditions (if any) imposed by the Attorney‑General on the Singapore law practice under the repealed section 130L(7)(b) or 130P(5)(b) as in force immediately before that date; and | | (C) | such conditions as the Director of Legal Services may think fit to impose in any particular case on the Singapore law practice; and |
|
| | (c) | any undertaking provided by that foreign law practice, that Singapore law practice or any partner or director of that foreign law practice or Singapore law practice under the repealed section 130M or 130Q as in force immediately before that date is enforceable by the Director of Legal Services as if that undertaking were provided under section 177 or 179, as the case may be. [40/2014] [Act 8 of 2022 wef 18/11/2015] |
|
| (12) The Attorney-General may transfer to the Director of Legal Services the particulars of and documents relating to any foreign law practice mentioned in subsection (11)(a), and the Director of Legal Services may, upon receiving those particulars and documents, issue a certificate of approval to that foreign law practice, without any action on the part of that foreign law practice. [40/2014] |
(13) With effect from 18 November 2015 —| (a) | any application which was made before that date for a foreign law practice to be granted an approval under the repealed section 130L(6) as in force immediately before that date, and which is pending immediately before that date, is deemed to be an application for that foreign law practice to be granted an approval under subsection (9); and | | (b) | any undertaking provided under the repealed section 130M or 130Q as in force immediately before that date, by that foreign law practice, by a Singapore law practice in respect of which that foreign law practice applied for an approval under the repealed section 130L(6) as in force immediately before that date, or by a partner or director of that Singapore law practice, is deemed to be an undertaking provided under section 177 or 179 (as the case may be) by that foreign law practice, Singapore law practice, partner or director, as the case may be. [40/2014] [Act 8 of 2022 wef 18/11/2015] |
|
| (14) The Attorney-General may transfer to the Director of Legal Services the particulars of and documents relating to any application mentioned in subsection (13). [40/2014] |
| (15) To avoid doubt, for the purposes of this section and section 177, it is irrelevant whether a foreign law practice is licensed under section 169, 170, 171 or 172 or has given notice of the establishment of a representative office under section 173. [40/2014] |
|
| Measures to ensure compliance with section 176 |
| 177.—(1) Where a Singapore law practice applies for an approval under section 176(1) in respect of a foreign lawyer, the Director of Legal Services may require the Singapore law practice making the application, the foreign lawyer and any partner or director of the Singapore law practice to provide such undertakings as the Director of Legal Services thinks fit to prevent any direct or indirect circumvention of section 176 or any condition under section 176(2). [40/2014] (2) Where any foreign lawyer, Singapore law practice or partner or director mentioned in subsection (1) has contravened section 176 or any undertaking provided by that person or Singapore law practice (as the case may be) under subsection (1) —| (a) | the foreign lawyer, Singapore law practice or partner or director concerned (as the case may be) must without delay notify the Director of Legal Services in writing of the contravention; | | (b) | the foreign lawyer or partner or director concerned (as the case may be) must immediately cease to exercise his or her voting rights as a shareholder or partner in the Singapore law practice concerned; | | (c) | subject to any direction issued by the Director of Legal Services under subsection (4)(b), the foreign lawyer concerned must as soon as practicable repay to the Singapore law practice concerned any payment he or she has received in excess of the amount permitted under any rules made under section 184; | | (d) | the foreign lawyer, Singapore law practice or partner or director concerned (as the case may be) must take all reasonable steps to remove the circumstances giving rise to the contravention; and | | (e) | the foreign lawyer, Singapore law practice or partner or director concerned (as the case may be) must comply with any directions issued by the Director of Legal Services under subsections (3) and (4). [40/2014] |
|
(3) Where any foreign lawyer, Singapore law practice or partner or director mentioned in subsection (1) has contravened section 176 or any undertaking required under subsection (1), the Director of Legal Services may —| (a) | cancel the approval under section 176(1) in respect of the foreign lawyer concerned; and | | (b) | issue directions to the foreign lawyer, Singapore law practice or partner or director concerned (as the case may be) to ensure compliance with section 176. [40/2014] |
|
(4) Without limiting subsection (3)(b), the Director of Legal Services may direct —| (a) | the foreign lawyer concerned to divest himself or herself of any shares or equity interests he or she may have in the Singapore law practice within such time as the Director of Legal Services may specify; | | (b) | the foreign lawyer concerned to repay to the Singapore law practice concerned any payment he or she has received in excess of the amount permitted under any rules made under section 184 within such time as the Director of Legal Services may specify; and | | (c) | the foreign lawyer concerned to cease —| (i) | to be a partner, a director or an officer of the Singapore law practice concerned; and | | (ii) | to act in such capacity, |
| within such time as the Director of Legal Services may specify. |
[40/2014] [Act 37 of 2023 wef 14/06/2024] |
|
| (5) Where a Singapore law practice applies for an approval under section 176(9) in respect of a foreign law practice, the Director of Legal Services may require the Singapore law practice making the application, the foreign law practice and any partner or director of the Singapore law practice or foreign law practice to provide such undertakings as the Director of Legal Services thinks fit to prevent any direct or indirect circumvention of section 176 or any condition under section 176(10). [40/2014] |
(6) Where any Singapore law practice, foreign law practice or partner or director mentioned in subsection (5) has contravened section 176 or any undertaking provided by the Singapore law practice, foreign law practice or partner or director concerned (as the case may be) under subsection (5) —| (a) | the Singapore law practice, foreign law practice or partner or director concerned (as the case may be) must without delay notify the Director of Legal Services in writing of the contravention; | | (b) | the partner or director concerned must, if he or she is a partner or director of the Singapore law practice concerned, immediately cease to exercise his or her voting rights as a shareholder or partner in the Singapore law practice concerned; | | (c) | subject to any direction issued by the Director of Legal Services under subsection (8)(b), the foreign law practice concerned must as soon as practicable repay to the Singapore law practice concerned any payment it has received in excess of the amount permitted under any rules made under section 184; | | (d) | the Singapore law practice, foreign law practice or partner or director concerned (as the case may be) must take all reasonable steps to remove the circumstances giving rise to the contravention; and | | (e) | the Singapore law practice, foreign law practice or partner or director concerned (as the case may be) must comply with any directions issued by the Director of Legal Services under subsections (7) and (8). [40/2014] |
|
(7) Where any Singapore law practice, foreign law practice or partner or director mentioned in subsection (5) has contravened section 176 or any undertaking required under subsection (5), the Director of Legal Services may —| (a) | cancel the approval under section 176(9) in respect of the foreign law practice concerned; and | | (b) | issue directions to the Singapore law practice, foreign law practice or partner or director concerned (as the case may be) to ensure compliance with section 176. [40/2014] |
|
(8) Without limiting subsection (7)(b), the Director of Legal Services may direct the foreign law practice concerned —| (a) | to divest itself of any shares it may have in the Singapore law practice concerned within such time as the Director of Legal Services may specify; and | | (b) | to repay to the Singapore law practice concerned any payment the foreign law practice has received in excess of the amount permitted under any rules made under section 184 within such time as the Director of Legal Services may specify. [40/2014] |
|
(9) A direction under this section must be —| (a) | issued in writing and must specify the provision under section 176 or the undertaking provided under this section that has been contravened; and | | (b) | sent to the person or law practice to which it relates at the last known address of that person or law practice. [40/2014] |
|
| (10) Any undertaking provided under the repealed section 130M(1) or (4A) as in force immediately before 18 November 2015 is deemed, with effect from that date, to be an undertaking provided under subsection (1) or (5), as the case may be. [40/2014] [Act 8 of 2022 wef 18/11/2015] |
| (11) Any directions issued by the Attorney-General under the repealed section 130M(3), (4), (4C) or (4D) as in force immediately before 18 November 2015 are deemed, with effect from that date, to be directions issued by the Director of Legal Services under subsection (3), (4), (7) or (8), as the case may be. [40/2014] [Act 8 of 2022 wef 18/11/2015] |
|
| Application for and renewal of licence or approval under this Division |
178.—(1) An application for any licence or approval under this Division must be —| (a) | made to the Director of Legal Services in such form and manner as the Director of Legal Services may require; and | | (b) | accompanied by —| (i) | such fee as may be prescribed; and | | (ii) | such documents and information as the Director of Legal Services may require. [40/2014] |
|
| (2) Any licence or approval under this Division which is prescribed for the purposes of this subsection remains valid until it is suspended, revoked or cancelled in accordance with this Division. [40/2014] |
| (3) Any licence or approval under this Division which is prescribed for the purposes of this subsection is, unless it is sooner suspended, revoked or cancelled in accordance with this Division, valid for such period as the Director of Legal Services may specify. [40/2014] |
(4) The Director of Legal Services may renew any licence or approval mentioned in subsection (3) for such period as the Director of Legal Services may specify, on an application —| (a) | made to the Director of Legal Services in such form and manner as the Director of Legal Services may require; and | | (b) | accompanied by —| (i) | such fee as may be prescribed; and | | (ii) | such documents and information as the Director of Legal Services may require. [40/2014] |
|
|
(5) The Director of Legal Services may renew any licence or approval mentioned in subsection (3) subject to —| (a) | such conditions as may be prescribed for the renewal of that type of licence or approval; and | | (b) | such conditions as the Director of Legal Services may think fit to impose in any particular case. [40/2014] |
|
| (6) The Director of Legal Services may suspend, revoke or cancel any licence or approval under this Division if that licence or approval was obtained by fraud or misrepresentation. [40/2014] |
| (7) With effect from 18 November 2015, any application which was made before that date, under the repealed section 130P(4) as in force immediately before that date, to renew any licence or approval referred to in the repealed section 130P(3) as in force immediately before that date (being a licence under the repealed section 130B, 130C, 130D or 130E as in force immediately before that date, or an approval under the repealed section 130L(1) or (6) as in force immediately before that date), and which is pending immediately before that date, is deemed to be an application under subsection (4) to renew the corresponding licence or approval mentioned in subsection (3) (being a licence under section 169, 170, 171 or 172 or an approval under section 176(1) or (9), as the case may be). [40/2014] [Act 8 of 2022 wef 18/11/2015] |
| (8) The Attorney-General may transfer to the Director of Legal Services the particulars of and any documents relating to any application mentioned in subsection (7). [40/2014] |
|
| Compliance with guidelines, directions, undertakings and conditions |
| 179.—(1) The Director of Legal Services may require any person making an application for any licence or approval under this Division to provide such undertakings as the Director of Legal Services thinks fit to prevent any direct or indirect circumvention of the provisions of this Division. [40/2014] | (2) The Director of Legal Services may issue guidelines relating to any licence or approval under this Division. [40/2014] |
| (3) Where any requirement of any guideline issued under this section conflicts with any requirement specified in this Division, the latter prevails. [40/2014] |
| (4) The Director of Legal Services must cause all guidelines issued under this section to be published in such manner as will give persons to whom, or entities to which, the guidelines relate notice of the requirements specified in the guidelines. [40/2014] |
| (5) It is a condition of every licence or approval under this Division that the person or entity licensed or granted approval must comply with the requirements of this Division, including any guideline issued under this section and any undertaking provided under this section or section 177. [40/2014] |
| (6) The Director of Legal Services may, if he or she is satisfied that any person or entity licensed or granted approval under this Division has contravened any provision of this Division, any guideline issued under this section or any undertaking provided under this section or section 177, issue directions to that person or entity to ensure compliance by that person or entity. [40/2014] |
(7) A direction under subsection (6) must be —| (a) | issued in writing and must specify the provision of this Division or the guideline issued under this section or the undertaking provided under this section or section 177 that has been contravened; and | | (b) | sent to the person or entity to which it relates at the last known address of that person or entity. [40/2014] |
|
| (8) The Director of Legal Services may cancel the licence or approval under this Division in respect of any person or entity if that person or entity fails to comply with any condition of the licence or approval or with any direction of the Director of Legal Services issued under subsection (6) or section 177. [40/2014] |
| (9) Where any undertaking was or was deemed, immediately before 18 November 2015, to be provided, under the repealed section 130Q as in force immediately before that date, for the purposes of any licence or approval under the repealed section 130B, 130C, 130D, 130E, 130F or 130L as in force immediately before that date, that undertaking is deemed, with effect from that date, to be an undertaking provided under this section. [40/2014] [Act 8 of 2022 wef 18/11/2015] |
| (10) Any guidelines or directions issued by the Attorney‑General under the repealed section 130Q as in force immediately before 18 November 2015 for the purposes of any licence or approval under the repealed section 130B, 130C, 130D, 130E, 130F or 130L as in force immediately before that date are deemed, with effect from that date, to be guidelines or directions (as the case may be) issued by the Director of Legal Services under this section. [40/2014] [Act 8 of 2022 wef 18/11/2015] |
| (11) To avoid doubt, a reference to guidelines in this section includes a reference to notices, guidance notes or other similar communications by whatever name called. [40/2014] |
|
| Appeal against decision of Director of Legal Services under this Division, etc. |
| 180.—(1) Any person who is aggrieved by a decision of the Director of Legal Services under this Division may, within the prescribed period, appeal to the Minister in the prescribed manner. [40/2014] | (2) A person making an appeal under subsection (1) must comply with any rules made under section 184 for the purposes of this section. [40/2014] |
(3) In determining an appeal under this section, the Minister may —| (a) | confirm, vary or reverse the decision of the Director of Legal Services; or | | (b) | direct the Director of Legal Services to reconsider that decision. [40/2014] |
|
| (4) The Director of Legal Services may, if he or she is satisfied that it is in the public interest to do so, vary or revoke any condition imposed by him or her under this Division. [40/2014] |
|
| Failure to apply for licence, register or furnish information |
181. Where —| (a) | a foreign law practice and a Singapore law practice are required to obtain a Joint Law Venture licence or Formal Law Alliance licence but fail to apply for the licence; | | (b) | a foreign law practice is required to obtain a Qualifying Foreign Law Practice licence or foreign law practice licence but fails to apply for the licence; or | | (c) | a Joint Law Venture or its constituent foreign law practice or constituent Singapore law practice, or a foreign law practice, fails to furnish any particulars or information required under this Division, |
| then the rights of the Joint Law Venture or foreign law practice under or arising out of any contract in relation to the legal services provided through the office or place of business in Singapore of the Joint Law Venture or foreign law practice (as the case may be) are not enforceable in legal proceedings in the name of the Joint Law Venture or foreign law practice. |
[40/2014] |
| 182.—(1) Any person (including a Joint Law Venture, Formal Law Alliance, foreign law practice or Singapore law practice) that contravenes any provision in this Division shall be liable to pay a civil penalty in accordance with this section. [40/2014] (2) Whenever it appears to the Director of Legal Services that any such person has contravened any provision in this Division, the Director of Legal Services may bring an action in a court to seek an order for a civil penalty in respect of that contravention against —| (a) | that person; | | (b) | the foreign law practice or Singapore law practice in which that person is a partner, a director, a consultant or an employee; | | (c) | the Joint Law Venture or its constituent foreign law practice or constituent Singapore law practice, in which that person is practising; or | | (d) | the Formal Law Alliance or any foreign law practice or Singapore law practice which is a member of the Formal Law Alliance and in which that person is practising. [40/2014] |
|
(3) If the court is satisfied on a balance of probabilities that the person has contravened a provision in this Division, the court may make an order for the payment of a civil penalty against —| (a) | the person, being an individual, of a sum not exceeding $50,000; or | | (b) | the foreign law practice, Singapore law practice, Joint Law Venture or Formal Law Alliance against which the action is brought under subsection (2), of a sum not exceeding $100,000. [40/2014] |
|
| (4) Despite subsection (3), where an action has been brought against a person or a foreign law practice, Singapore law practice, Joint Law Venture or Formal Law Alliance (called in this section the defendant), the court may make an order against the defendant if the Director of Legal Services has agreed to allow the defendant to consent to the order with or without admission of a contravention of a provision in this Division and the order may be made on such terms as may be agreed between the Director of Legal Services and the defendant. [40/2014] |
| (5) Nothing in this section prevents the Director of Legal Services from entering into an agreement with the defendant to pay, with or without admission of liability, a civil penalty within the limits referred to in subsection (3) for a contravention of any provision in this Division. [40/2014] |
| (6) A civil penalty imposed under this section must be paid into the Consolidated Fund. [40/2014] |
| (7) If the defendant fails to pay the civil penalty imposed on the defendant within the time specified in the court order mentioned in subsection (3) or (4) or specified under the agreement mentioned in subsection (5), the Director of Legal Services may recover the civil penalty as though the civil penalty were a judgment debt due to the Government. [40/2014] |
(8) Rules of Court may be made to —| (a) | regulate and prescribe the procedure and practice to be followed in respect of proceedings under this section; and | | (b) | provide for costs and fees of such proceedings, and for regulating any matter relating to the costs of such proceedings. [40/2014] |
|
| (9) This section applies even though disciplinary action has been taken against the foreign lawyer or solicitor concerned under any other provision of this Act or by any professional disciplinary body (whether in Singapore or in any state or territory outside Singapore). [40/2014] |
|
| Liability of partners, directors and shareholders |
183. Where a Joint Law Venture, Formal Law Alliance, foreign law practice or Singapore law practice is proved to have contravened any provision in this Division, every partner, director and shareholder of the Joint Law Venture, Formal Law Alliance, foreign law practice or Singapore law practice (as the case may be) at the time of the contravention is deemed to have contravened the provision, unless he or she proves that —| (a) | the contravention occurred without his or her consent or connivance; and | | (b) | he or she exercised such diligence to prevent the contravention as he or she ought to have exercised having regard to the nature of his or her function in that capacity and to all the circumstances. [40/2014] |
|
| 184.—(1) The Minister may make such rules as may be necessary or expedient for the purposes of this Division. [40/2014] (2) Without limiting subsection (1), the Minister may make rules —| (a) | to prescribe anything which may be prescribed under this Division; | | (b) | to prescribe the experience and expertise required for eligibility to apply for a Joint Law Venture licence or a Formal Law Alliance licence; | | (c) | to prescribe the manner or means by which a Joint Law Venture or a Formal Law Alliance may conduct its business or publicise itself; | | (d) | to provide for any provision of this Act (other than this Division) to apply, with such modifications as may be specified, to —| (i) | a constituent Singapore law practice of a Joint Law Venture; or | | (ii) | a Singapore law practice which is a member of a Formal Law Alliance; |
| | (e) | to prescribe any condition for eligibility to apply for any licence or approval under this Division; | | (f) | to provide, without limiting section 178, for the making of any application for any licence or approval under this Division, or for the renewal of any such licence or approval, and for all other related matters; | | (g) | to provide for —| (i) | the payment of fees (including administrative fees and processing fees) and other charges for —| (A) | any application for, issue of or renewal of any licence under this Division; | | (B) | any application for or renewal of any approval under this Division; | | (C) | any notice required to be given under section 173; and | | (D) | any matter related or incidental to any such application, issue, renewal or notice; and |
| | (ii) | all other related matters; |
| | (h) | to provide for the cancellation, suspension, revocation or lapsing of any licence or approval under this Division; | | (i) | to require the submission of information and particulars relating to any Joint Law Venture, Formal Law Alliance, Qualifying Foreign Law Practice or foreign law practice required to be licensed under section 169, 170, 171 or 172 or granted approval under section 176(9), any representative office in respect of which notice is required to be given under section 173, and any person practising in or employed by any such Joint Law Venture, Formal Law Alliance, Qualifying Foreign Law Practice, foreign law practice or representative office; | | (j) | to require the submission of information and particulars relating to any foreign lawyer required to be granted approval under section 176(1); | | (k) | to provide for the form and manner in which registers of Joint Law Ventures, Formal Law Alliances, Qualifying Foreign Law Practices, foreign law practices and representative offices licensed under this Division or given notice of under section 173 are to be kept; | | (l) | to provide for the form and manner in which registers of approvals of the Director of Legal Services under section 176(1) or (9) are to be kept; | | (m) | to provide for the issuance and amendment of licences or certificates of approval, and certified true copies of such licences or certificates, and for the payment of fees in relation to such licences or certificates; | | (n) | for regulating Joint Law Ventures, Formal Law Alliances, Qualifying Foreign Law Practices, foreign law practices and foreign lawyers licensed or granted approval under this Division, including the imposition of compulsory insurance cover and financial controls; | | (o) | to provide for any provision of this Act that is applicable to an advocate and solicitor to apply, with such modifications as may be specified, to any foreign lawyer granted the approval of the Director of Legal Services under section 176(1); | | (p) | to provide for measures to ensure compliance with the requirements of section 176, including —| (i) | measures requiring any foreign lawyer who is a shareholder or partner in a Singapore law practice to divest himself or herself of his or her shares or interests in the Singapore law practice; and | | (ii) | measures requiring any foreign law practice which is a shareholder in a Singapore law practice to divest itself of its shares in the Singapore law practice; |
| | (q) | to provide for sections 72 and 73 and any rules made under section 72 or 73 to apply, with such modifications as may be specified, to —| (i) | a Joint Law Venture or its constituent foreign law practice; | | (ii) | a Qualifying Foreign Law Practice; or | | (iii) | a licensed foreign law practice, |
| in respect of the practice of Singapore law; |
| | (r) | to exempt any person or entity, or any class of persons or entities, from any provision of this Division or of any rules made under section 74(3) or 75B(3); and | | (s) | to prescribe such transitional, savings, incidental, consequential or supplementary provisions as the Minister considers necessary or expedient. [40/2014] |
|
|
| Division 5 — Group practices |
| Formation of group practices |
| 184A.—(1) Two or more Singapore law practices may apply jointly to practise as a Singapore group practice. [22/2018] | (2) Two or more foreign law practices may apply jointly to practise as a foreign group practice. [22/2018] |
| (3) The Director of Legal Services may, after consulting such authorities as the Director of Legal Services thinks fit, grant or refuse an application under subsection (1) or (2). [22/2018] |
| (4) An application under subsection (1) or (2) may be granted subject to such conditions as the Director of Legal Services thinks fit to impose in any particular case. [22/2018] |
|
| 184B.—(1) The Minister may make such rules as may be necessary or expedient for the purposes of this Division. [22/2018] (2) Without limiting subsection (1), the Minister may make rules to prescribe —| (a) | the types of Singapore law practice that may form a Singapore group practice and the requirements that any Singapore group practice, and any member of a Singapore group practice, must comply with; | | (b) | the types of foreign law practice that may form a foreign group practice and the requirements that any foreign group practice, and any member of a foreign group practice, must comply with; | | (c) | the manner of making an application to the Director of Legal Services under section 184A(1) or (2), and the fees payable for such an application; | | (d) | the grounds for cancellation of an approval of the Director of Legal Services to practise as a Singapore group practice or foreign group practice; and | | (e) | such saving and transitional provisions as the Minister considers necessary or expedient. [22/2018] |
|
|
|